Compliance File Reviewer (Level 4) – Wealth Management

A leading wealth management firm seeks an experienced File Reviewer to join their compliance and quality assurance team. This home-based role involves conducting detailed file reviews to ensure compliance with FCA standards. Candidates must possess a Level 4 Diploma in Regulated Financial Planning and experience in file-checking or compliance. Strong understanding of financial products and regulatory expectations is essential. The role supports continuous improvement through feedback to advisers and identifies training needs for enhanced compliance. #J-18808-Ljbffr Salary: GBP 36000 - 60000 per year Experience: 3 years required

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